Policing the Securities and Digital Asset Markets: Current Enforcement Priorities

Panelists:
Antonia M. Apps, Director, New York Regional Office, U.S. Securities and Exchange Commission
Scott Hartman ’10, Chief, Securities and Commodities Fraud Task Force, U.S. Attorney’s Office for the Southern District of New York
Avi Perry ’10, Chief, Market Integrity and Major Frauds (MIMF) Unit, U.S. Department of Justice, Fraud Section, Criminal Division

Moderator: 
David Zornow ’80, YLS Visiting Lecturer in Law, Center Fellow, and Of Counsel, White Collar Defense and Investigations, Skadden, Arps, Slate, Meagher & Flom LLP

Corporate Enforcement in the Trump Administration

Panelists:
Jennifer H. Arlen, Norma Z. Paige Professor of Law and Director, Program on Corporate Compliance and Enforcement, New York University School of Law
Alicyn Cooley ’08, Executive Director, Program on Corporate Compliance and Enforcement, New York University School of Law and former Deputy Chief, Business and Securities Fraud Section, U.S. Attorney’s Office for the Eastern District of New York
Robert J. Giuffra Jr. ’87, Partner, Sullivan & Cromwell LLP
Fadi Hanna ’06, Global Chief Compliance Officer, Bloomberg LP

Moderator: 
Roberta Romano ’80, YLS Sterling Professor of Law and Center Director